Governance and Compliance Solutions
Three service pillars supporting organizations in establishing transparent structures and meeting regulatory expectations.
Return HomeOur Service Approach
Each solution combines regulatory knowledge with practical implementation support, addressing organizational needs at various stages of governance development.
Methodology Overview
Our service methodology follows a structured progression from assessment through implementation support. We begin by understanding the organization's current structures, applicable regulatory requirements, and implementation capacity. This assessment informs framework design and ensures alignment with both mandatory provisions and organizational realities.
Framework development emphasizes documentation clarity and completeness. Whether developing governance charters, compliance policies, or procedural manuals, we ensure comprehensive coverage of relevant requirements while maintaining accessibility for intended users.
Implementation support recognizes that frameworks remain theoretical until integrated into operations. We provide guidance on rollout sequencing, training requirements, and procedural integration, helping organizations move from documentation to actual practice.
Quality assurance processes verify that deliverables meet regulatory requirements and organizational specifications before finalization. Senior review ensures technical accuracy and practical applicability across all frameworks we develop.
Detailed Solution Offerings
Three specialized services addressing distinct governance and compliance requirements.
Corporate Governance Framework Development
Design and implementation of corporate governance frameworks aligned with Thai Securities and Exchange Commission guidelines, Stock Exchange of Thailand requirements for listed companies, and international governance codes. This service addresses the structural foundations of institutional governance.
Key Components
- Board charter development defining authority, responsibilities, and procedures
- Committee structure establishment (audit, nomination, remuneration, risk)
- Director duties and liability framework documentation
- Related-party transaction policies and approval procedures
- Whistleblower mechanism establishment and protection protocols
Implementation Process
- 01 Current structure assessment and regulatory requirement mapping
- 02 Framework design and documentation development (4-6 weeks)
- 03 Review and refinement based on organizational feedback
- 04 Implementation guidance and board training material development
Best Suited For
Listed companies on SET, family enterprises transitioning to institutional governance, companies preparing for public offerings, organizations establishing formal board structures.
Investment Range
฿25,000 - ฿42,000
Typical Duration
6-10 weeks
Regulatory Compliance Program Design
Development of structured compliance programs covering anti-bribery and corruption aligned with Thailand's Organic Act on Counter Corruption, anti-money laundering compliance, sanctions screening protocols, competition law compliance, and industry-specific regulatory requirements.
Program Elements
- Anti-corruption policy framework aligned with Section 176 provisions
- AML compliance structures and sanctions screening procedures
- Competition law compliance protocols and transaction review processes
- Reporting mechanism setup and incident response procedures
- Training material development and periodic assessment scheduling
Development Sequence
- 01 Applicable requirement identification and gap analysis
- 02 Policy drafting and procedural documentation (5-8 weeks)
- 03 Training material preparation and rollout planning
- 04 Monitoring and assessment framework establishment
Ideal Candidates
Organizations establishing compliance infrastructure, companies expanding into regulated sectors, businesses with international operations requiring AML protocols, enterprises preparing for certification programs.
Investment Range
฿20,000 - ฿38,000
Typical Duration
8-12 weeks
Board & Shareholder Meeting Administration
Documentation and procedural support for board of directors meetings and shareholder meetings under the Public Limited Companies Act and Civil and Commercial Code requirements. Ensures proper notice, quorum, documentation, and regulatory filing procedures.
Services Provided
- Notice preparation and distribution in accordance with legal requirements
- Agenda structuring and supporting documentation compilation
- Quorum verification and proxy documentation review
- Minutes drafting and resolution documentation
- Ministry of Commerce registration and SEC filing support
Service Workflow
- 01 Pre-meeting preparation: notice, agenda, documentation (7-14 days before)
- 02 Meeting support: procedural guidance and documentation
- 03 Post-meeting: minutes drafting and approval (within 14 days)
- 04 Filing and registration with relevant authorities
Target Organizations
Listed companies, public limited companies, organizations with formal board structures requiring procedural documentation, companies preparing for extraordinary general meetings.
Investment Range
฿8,500 - ฿18,000
Per meeting or retainer basis
Service Frequency
Per meeting
Solution Comparison
Understanding which solution addresses your specific requirements.
| Feature | Framework Development | Compliance Programs | Meeting Administration |
|---|---|---|---|
| Board Structure Design | |||
| Anti-Corruption Policies | |||
| Meeting Documentation | |||
| Committee Charters | |||
| AML Procedures | |||
| Ministry of Commerce Filing | |||
| Training Materials | |||
| Typical Investment | ฿25-42K | ฿20-38K | ฿8.5-18K |
Decision Guidance
Choose Framework Development if:
- You are establishing or restructuring board governance arrangements
- Your organization is preparing for Stock Exchange listing
- You need comprehensive governance documentation for investors or shareholders
Choose Compliance Programs if:
- You need anti-corruption or AML compliance infrastructure
- Your business operates in regulated sectors requiring compliance programs
- You are pursuing compliance certifications or external validations
Choose Meeting Administration if:
- You require professional support for board or shareholder meetings
- Your organization needs procedural documentation and filing assistance
- You are managing extraordinary general meetings or complex resolutions
Discuss Your Governance Requirements
We welcome the opportunity to understand your situation and discuss how our solutions might address your needs.
Schedule a Consultation